STRUCTURED CAPITAL LLC

CORPORATE BROCHURE

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financings, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.


SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:


Financial Industry Regulatory Authority ('FINRA') :http://www.finra.com

Municipal Securities Rulemaking Board ('MSRB') : http://www.msrb.org and

Securities Investor Protection Corporation ('SIPC') :http://www.sipc.org


SC LLC is dedicated exclusively to the private placement market. The Firm and its predecessor entity were founded in 1991 as a Texas Corporation.

As one of the most experienced providers of private placements to the market, SC LLC has ongoing interaction with more than 500 institutional investors providing capital in the form of senior debt, mezzanine debt, private equity and securitizations.


SC LLC derives its flow of transactions primarily through a network of previous clients, strategic alliances and joint ventures with regional, national and international financial and banking institutions, other investment banks, attorneys and CPAs. Pursuant to strategic and co-agency agreements, SC LLC serves as the private placement execution arm for these firms. These relationships and alliances provide SC LLC with access to a broad international client base while offering its partner institutions access to turnkey capital markets transaction management and an experienced staff of investment banking professionals.


SC LLC assists clients in obtaining capital to finance a broad range of requirements including project financing, growth capital, acquisitions, recapitalizations, leveraged buyouts and permanent working capital needs. In its capacity as a private placement agent, SC LLC strives to achieve the most economically attractive and flexible financing structure consistent with market conditions and management objectives.


SC LLC will provide the following:


Develop the optimum financing structure to meet management needs while adhering to investor portfolio requirements; Manage all subsequent phases of the process, including due diligence and the documentation process, to ensure a timely closing. SC LLC's operating philosophy is to be actively involved in and offer sustained, individually tailored counsel at each step of the financing process.

EXPERIENCE

SC LLC's Managing Director has over 32 years of combined transactional corporate finance experience, as both a securities attorney and investment banker at leading money-center commercial banks and regional investment banking firms. They also have extensive management and board level experience with middle market companies in a wide range of industries. The SC LLC Managing Director is personally involved in each engagement, regardless of its size.


MARKET KNOWLEDGE

The firm's principal is actively involved in middle market transactions every day. This visibility and continuity of contact allows SC LLC to maintain an active dialogue with capital providers, as well as with buyers and sellers of middle market companies. Personal relationships and proprietary databases are supplemented through the use of numerous on-line and industry-specific databases.


PROVEN EXECUTION CAPABILITY

SC LLC has an unparalleled record of success in executing financings in the private market. SC LLC's proven track record in both senior and subordinated financings as well as the placement of equity securities will enhance a company's ability to successfully obtain the financing needed to complete a transaction on the best terms offered in the marketplace, while virtually eliminating the risk of deal failure.


ABILITY TO CREATE COMPETITION FOR FINANCING

SC LLC can significantly reduce an issuer�s cost of capital and enhance its operating flexibility by aggressively marketing the debt and equity components of a transaction through a well-articulated offering memorandum to a targeted market, and when appropriate pursuing a process which creates an 'auction' environment for the issuer's securities with potential investors.


ACCESS TO AN EXTENSIVE NETWORK OF FUNDING SOURCES

SC LLC has developed extensive and long standing relationships with the institutional investor marketplace. This flow of transactions gives SC LLC presence and recognition in the market. Through SC LLC, a client will be able to gain access to a broad and extensive investor universe.


STRUCTURING EXPERTISE

SC LLC is experienced in integrating all levels of financing, assuring the optimum structure of debt and equity consistent with the issuer's objective of reducing overall financing costs, maintaining maximum equity ownership and maximizing operating flexibility.


PLACEMENT OF DEBT AND/OR EQUITY:

Senior Debt has always been a mainstay of the private market. Principals with SC LLC have been active in this market since 1979 in arranging senior debt financing. Senior Note financings range in maturity from three to thirty years and can be executed in the traditional private placement market, the bank syndication market, and the asset-backed market. Given the strong demand for senior note offerings, placements can be arranged for as little as $5 million up to in excess of $500 million. As a leading agent in this particular product, SC LLC has a unique experience and ability to arrange financing for the following senior debt instruments:


  1. Investment Grade and
  2. Below Investment Grade Notes;
  3. Secured and Unsecured Transactions; and
  4. Traditional and 144A Transactions
  5. US Government guaranteed project financing; USDA, SBA, DOI & BIA

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